| Course | |||||
|---|---|---|---|---|---|
 | Compliance Challenges This compliance challenge enables you to test your compliance knowledge by applying the NCCP Act to a specific scenario, one in which the Australian Securities and Investments Commission (ASIC) took action against a financier over its advertising... | ||||
 | Core Legislation This topic provides a high level overview of the Australian Securities and Investment Act (ASIC Act) and National Consumer Credit Protection Act obligations that impact on advertising.
The topic looks at:
• Legislative Environment
• Key... | ||||
 | Governance This topic will help you understand the legislative framework that regulates your business’ use of Artificial Intelligence (AI) and the AI Safety Standards, an indicator of regulation to come.
It covers:
- AI Definition
- AI & the Internet... | ||||
 | New Zealand Law This topic provides a high-level overview of New Zealand’s Anti-Money Laundering & Countering Financing of Terrorism Act (AML/CFT).
This topic outlines:
1. Terminology
2. Purpose
3. Risk Assessments
4. Customer Due Diligence... | ||||
 | Compliance Challenges Australia’s anti-money laundering and counter-terrorism financing (AML/CTF) regime is a critical component in Australia’s defence against money laundering and serious and organised crime.
The Australian Transaction Reports and Analysis... | ||||
 | Core Legislation This topic will help you gain a general understanding of the Anti-money Laundering and Counter Terrorism Financing Act (AML/CTF Act). The legislation is complex, so only key compliance matters are covered.
The topic covers:
1. Overview... | ||||
 | Core Legislation This topic provides a high-level overview of the Australian Consumer Law, covering ten (10) key areas:
• The Legislative Environment
• Concepts
• Misleading or deceptive conduct
• False or misleading representations
•... | ||||
 | Governance This topic provides an overview of the Australian laws relating to fraud, bribery and corruption, and some practical tips to manage associated risks.
Areas covered include:
• Concepts
• Corrupt Conduct – Australia & Overseas
•... | ||||
 | Broking This topic provides an overview of core regulatory obligations applying to consumer finance broking operations.
It covers:
* The Regulatory Environment
* Disclosure Documents
* Responsible Lending
* Process Requirements
While the... | ||||
 | Coming Reforms This topic deals with the government's proposed reforms to the Personal Property Securities Act and Register. Legislation is expected later in 2024.
It briefly covers the reforms most likely to proceed with the intention of helping you prepare... |
